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9 produtos
  • Wiley FINRA - Wiley Series 3 Exam Review -...

    ; The Securities Institute of America Inc
    (9238988)

    The go-to guide for the Series 3, with practice, examples, strategies, and more 'Wiley Series 3 Exam Review 2015 + Test Bank' is a comprehensive study guide for the FINRA Series 3 exam, which qualifies candidates to sell commodities or futures...

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  • Wiley FINRA - Wiley Series 65 Exam Review -...

    ; The Securities Institute of America Inc
    (9220914)

    The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law...

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  • Wiley Series 99 Exam Review 2015 + Test Bank...

    ; The Securities Institute of America Inc
    (9239775)

    The go-to guide to acing the Series 99 Exam! Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer...

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  • Wiley FINRA

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9238975)

    The go-to guide to acing the Series 6 Exam! Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds (closed-end funds on the initial...

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  • Wiley FINRA - Wiley Series 66 Exam Review -...

    ; The Securities Institute of America Inc
    (9239442)

    The go-to guide to acing the Series 66 Exam! Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and...

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  • Wiley FINRA

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239441)

    The go-to guide to acing the Series 10 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company...

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  • Wiley FINRA - Wiley Series 63 Exam Review -...

    ; The Securities Institute of America Inc
    (9220786)

    The go-to guide to acing the Series 63 Exam! Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in...

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  • Wiley FINRA - Wiley Series 55 Exam Review...

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239440)

    The go-to guide to acing the Series 55 Exam! Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or...

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  • Wiley FINRA - Wiley Series 7 Exam Review 2015...

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239016)

    The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking,...

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