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5 produtos
  • Wiley FINRA

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9238975)

    The go-to guide to acing the Series 6 Exam! Passing the Series 6 Exam qualifies an individual to function as an agent of a broker dealer and allows the limited representative to transact business in mutual funds (closed-end funds on the initial...

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  • Wiley FINRA

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239441)

    The go-to guide to acing the Series 10 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company...

    sob encomenda
  • Wiley FINRA - Wiley Series 62 Exam Review...

    Van Blarcom,Jeff
    (9239439)

    The go-to guide to acing the Series 62 Exam! Passing the Corporate Securities Limited Representative Exam (Series 62) qualifies an individual as a representative for the sale of public offerings and/or private placements of corporate securities,...

    sob encomenda
  • Wiley FINRA - Wiley Series 55 Exam Review...

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239440)

    The go-to guide to acing the Series 55 Exam! Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or...

    sob encomenda
  • Wiley FINRA - Wiley Series 7 Exam Review 2015...

    ; The Securities Institute of America Inc; Van Blarcom,Jeff
    (9239016)

    The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking,...

    sob encomenda
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